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Canadian Auditing Standards

Auditor Reporting – Key Audit Matter Reporting and Other Considerations  

Summary

Users of audited financial statements have asked auditors to provide more information in their reports about significant matters in the financial statements, as well as about the conduct of the audit.

In early 2017, the AASB unanimously approved enhanced auditor reporting standards.  

In late 2018, the AASB made amendments to CAS 700, Forming an Opinion and Reporting on Financial Statements, requiring auditors to communicate key audit matters in the auditor’s report for audits of complete sets of general purpose financial statements of entities listed on the Toronto Stock Exchange (TSX), other than entities that are required to comply with National Instrument 81-106, Investment Fund Continuous Disclosure. Such requirements will be effective for periods ending on or after December 15, 2020.

Staff Contact(s)

Eric Turner, FCPA, FCA Director, Auditing and Assurance Standards Board

Project Status

  • Information gathering

    IAASB approved project proposal in December 2011

  • Approving project

    Research on key audit matter reporting

  • Consulting stakeholders

    Exposure Draft issued January 2019

    Exposure Draft comment deadline is May 15, 2019.

  • Deliberating feedback

    The AASB is deliberating feedback received on the Exposure Draft.

  • Final pronouncement

    Final Handbook material approved in September 2019

    Final Handbook material expected to be issued in December 2019

News


October 20, 2022 News
Lessons Learned from KAM Reporting on Audits of TSX-Listed Entities: Observations from the 2020 Canadian Experience

In 2022, an independent research study on KAM reporting was undertaken to gain further insights on the Canadian experience. Lessons learned from the research study can be found here.

April 28, 2021 Resource, Guidance
Communicating Key Audit Matters in the Auditor’s Report

Canada is now in the last phase of its enhanced auditor reporting project. The AASB is here to support the communication of Key Audit Matters (KAM) in the auditor’s report and help auditors work with their clients. Read the AASB’s three new pieces of non-authoritative guidance: Lessons Learned, Roadmap, and FAQ.

August 6, 2020 International Activity
IAASB issues Auditor Reporting Post Implementation Review Survey

The IAASB Auditor Reporting Implementation Working Group issued an online survey for stakeholders to provide input regarding the enhanced Auditor Reporting Standards. The AASB encourages all stakeholder groups to participate and share their views!

Meeting & event summaries


September 10, 2019 AASB Decision Summary – September 9-10, 2019 Meeting

The AASB discussed the status of matters that caused the deferral of paragraph 46 of CAS 700. This paragraph relates to disclosure of the engagement partner name in certain audit reports. The Board concluded that deferring paragraph 46 served its purpose and the issues that led to the deferral have been resolved. Paragraph 46 will be removed from the CPA Canada Handbook – Assurance in December 2020.

September 10, 2019 AASB Decision Summary – September 9-10, 2019 Meeting

The AASB unanimously approved amendments to CAS 700, Forming an Opinion and Reporting on Financial Statements. CAS 700 will require auditors to communicate key audit matters in the auditor’s report for audits of complete sets of general purpose financial statements of other listed entities for periods ending on or after December 15, 2022. This excludes listed entities required to comply with National Instrument 81-106, Investment Fund Continuous Disclosure.

The AASB concluded that the revisions to the standard are significantly different from the proposals issued in the Exposure Draft, “Communicating Key Audit Matters in the Auditor’s Report." The Board decided not to re-expose the changes as they were based on the feedback received on the Exposure Draft.

Once the Auditing and Assurance Standards Oversight Council confirms that the AASB followed due process with proper regard for the public interest, the amendments will be included in the December 2019 Handbook update.

June 10, 2019 AASB Decision Summary — June 10-11, 2019

The AASB discussed key issues stakeholders raised on the Exposure Draft, “Communication of Key Audit Matters in the Auditor’s Report,” including:

  • the unique regulatory environment of entities that comply with National Instrument 81-106, Investment Fund Continuous Disclosure;
  • the benefits and challenges of key audit matter (KAM) reporting for other listed entities and investment funds; and
  • the proposed effective date.

The AASB also discussed academic research that was conducted during the exposure period to identify whether there are benefits to KAM reporting for users of TSX-V financial statements.

The Board expects to approve final Handbook material at its September 2019 meeting.

Disclaimer

This project summary has been prepared for information purposes only. Decisions reported are tentative and reflect only the current status of discussions on this project, which may change after further Board deliberations. Decisions to publish Handbook material are final only after a formal ballot process.